Job Title: |
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Assistant Manager Compliance |
Category: |
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Accounts |
Total Positions: |
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1 |
Job Location: |
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Lahore |
Gender: |
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No Preference |
Minimum Education: |
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Masters |
Degree Title: |
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ACCA, Masters in Business Administration or Finance or Accouting or Commerce or in related fields |
Career Level: |
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Experienced Professional |
Minimum Experience: |
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3 Years |
Salary Range: |
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PKR 0 to 0 per Month |
Apply By: |
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Mar 16, 2021 |
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Job Description: |
- Timely Reporting to Management for internal or regulatory non-compliances.
- Review monthly retail and external distributor commissions, bonus/cash dividend pay-outs.
- FMR Reports (Equity and VPS)
- Respond to Statutory Regulatory Orders
- Report SECP Monthly Data regarding Investors and AUMs
- Employee Trading Approvals
- SCRS Reporting
- FATCA Reporting
- CRS Reporting
- Monthly and Quarterly NACTA, OFAC & PEP screening
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Company Information |
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Company Name: ABL Asset Management Limited Company Description:
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